An understanding of the client.
Risk preferences, financial plans and changing records inform the work, beyond an isolated task.
AI-NATIVE SERVICES FOR WEALTH MANAGEMENT
Intelligence that
carries the work.
Your firm hires Sarathi to take on ongoing work.
Our AI engine and delivery team see it through.
Starting with compliance.
01
Sarathi is an AI-native service company, closing the gap between what intelligence can do and the work wealth firms can complete.
Models keep getting better. People still maintain the context, check the exceptions and chase the follow-ups. We’re reorganizing the work around intelligence.
Intelligence is abundant.
Human attention isn’t.
02
See the work carried through.
Starting with portfolio compliance.
AN ILLUSTRATIVE PORTFOLIO REVIEWSYNTHETIC CLIENT DATA
From a changing portfolio
to an informed decision.
PORTFOLIO ALIGNMENT / EXAMPLE 001
CLIENT CONTEXT
Household 001
- Risk appetite
- Moderate
- Investment horizon
- 10+ years
- Equity range in plan
- 45–60%
Current equity exposure72%
Read the client context
Risk profile, financial plan and portfolio.
Compare portfolio and plan
Equity exposure exceeds the agreed range.
Prepare the exception
Source records and rationale stay together.
Bring in human judgment
Advisor review required. No trade is placed.
Review prepared. Decision stays with your firm.AWAITING APPROVAL
A simplified explanation of the workflow, using fictional records. No client systems are connected.
TOOLS
Support the work.
Your team operates the software and coordinates the process.
TASK AUTOMATION
Complete a step.
Your team defines, assigns and checks the next task.
THE SARATHI MODEL
Carry the work through.
Our team runs the agreed process, with your firm’s approvals.
03
From firm context to completed work.
THE WORK, CLEARLY DEFINED
A defined process. Clear boundaries.
A shared understanding of success.
04
The engine behind the service.
Your policies set the boundaries.
The agreed scope and approval requirements guide execution. Judgment stays with the right people.
Specialized agents. Shared direction.
Our internal engine creates and coordinates agents and software to carry out the agreed work.
Keep the work and its context together.
Source information, exceptions and review notes stay connected as an issue moves toward resolution.
People where judgment matters.
Our team oversees delivery and involves your firm when professional judgment or approval is required.
05Critical work.
Critical work.
Carried further.
Compliance is our starting point.
Client coverage is the larger ambition.
01Portfolio alignment
IN PRODUCTION
Check whether portfolios align with each client’s risk appetite and financial plan. Surface mismatches for review, with the relevant context alongside them.
THE WORK Ongoing checks. Informed human decisions.
02Fee checks
EXPANDING INTO
We’re extending our approach to compare advisory fees with client agreements, identify discrepancies and support approved corrections.
THE GOAL Fees that reflect the agreement.
03Marketing reviews
EXPANDING INTO
Review marketing claims and supporting disclosures against the firm’s policies and applicable requirements, with questions routed for human judgment.
THE GOAL Better-supported claims. Clearer reviews.
04Regulatory evidence
EXPANDING INTO
Bring together source records, checks, exceptions and review notes to support compliance assessments and regulatory reviews.
THE GOAL Evidence that reflects the work performed.
05The work ahead
OUR VISION
Build toward ongoing operations across the client relationship, so wealth professionals can devote more attention to the people they serve.
THE AMBITION More attention for every household.
06Intelligence at work.
Intelligence at work.
Your firm in control.
Agree on the boundaries.
Keep judgment where it belongs.
Defined scope
Agree on the processes, source records, responsibilities and review standards before the work begins.
Firm-controlled approvals
Bring in your compliance officer or advisor for decisions that require professional judgment or authorization.
Context for review
Keep the findings and supporting information together, so people can understand what needs attention and why.
Applicable requirements
Tailor the work to your firm’s policies and applicable SEC or state securities requirements.
07Built by people
Built by people
who know the work.
We’ve run a regulated wealth business.
We’ve built and deployed the AI.
Sarathi brings together the experience of running a regulated wealth business and building AI systems used by wealth professionals. We’re building the service we wanted to have.
Tushar Vyas
Co-founder & CEO
Previously co-founded Stack Wealth · YC S21Aankit Roy
Co-founder & CTO
Previously co-founded Khabri · YC S19DOMAIN EXPERIENCE × ENGINEERING
Abundance,
for every household.
When more clients receive the attention and personalization they deserve, more people can participate, build wealth and shape the economy ahead.
That is when Sarathi succeeds.LET’S TAKE THE WORK FURTHER.